Search for: "JOSE RICO"
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11 Dec 2020, 8:11 am
Continue reading The post Jose David Mendez, with UBS Financial Services Inc. of Puerto Rico, facing fifteen pending customer disputes over Puerto Rico investments appeared first on Securities Arbitration Lawyer Blog. [read post]
11 Jan 2021, 12:33 pm
Continue reading The post Jose Ramon Martinez, with Popular Securities, LLC, facing six pending customer disputes over Puerto Rico investments appeared first on Securities Arbitration Lawyer Blog. [read post]
9 Dec 2020, 9:13 am
Continue reading The post Jose Crescioni, with UBS Financial Services Inc. of Puerto Rico, facing five pending customer disputes over Puerto Rico investments appeared first on Securities Arbitration Lawyer Blog. [read post]
21 Nov 2018, 10:57 am
Jose G. [read post]
29 Mar 2019, 12:01 pm
Jose G. [read post]
7 Oct 2017, 6:40 pm
My classmate and friend, now Judge Jose Cabranes, who is originally from Puerto Rico, pointed me to an op-ed of his about the tragedy there, for which click here. [read post]
10 Jun 2019, 4:49 am
Dean Jose Frontera, of the Pontifical Catholic University of Puerto Rico School of Law, has been named the university's new vice-president of finance and administration. [read post]
1 Nov 2018, 7:51 am
A Financial Industry Regulatory Authority (FINRA) arbitration panel is ordering UBS Financial Services (UBS) and UBS Financial Services of Puerto Rico (UBS-PR) to pay investor Jose F. [read post]
3 Apr 2019, 8:23 am
Jose Ramirez, former UBS Broker sentenced to Prison for Fraud According to reports Investment News last week, Jose Ramirez, former top UBS broker in Puerto Rico was sentenced to a year and a day in prison after pleading guilty to criminal bank fraud in November. [read post]
4 Aug 2015, 1:02 pm
Jose Miguel Pérez Lcda. [read post]
19 Jan 2009, 2:36 pm
Former boxing champion and writer Jose "Chegui" Torres has passed away: Former light-heavyweight boxing champion Jose Torres died Monday in Ponce, Puerto Rico, of a heart attack, according to the Associated Press. [read post]
15 Oct 2015, 3:44 pm
The Securities and Exchange Commission recently filed a complaint against Jose Ramirez and a separate complaint against UBS Puerto Rico for failure to properly supervise his actions. [read post]
27 Nov 2023, 7:44 am
Silver Law Group represented many investors in Puerto Rico relating to the collapse of Puerto Rico bonds. [read post]
6 Jul 2011, 3:44 pm
Last Saturday, Puerto Rico police chief Jose Figueroa Sancha resigned. [read post]
2 Feb 2018, 2:47 pm
“It is essential that we improve the transparency and accountability of public finances to put Puerto Rico on the road to economic recovery,” board Chairman Jose Carrion said. [read post]
29 Nov 2019, 10:51 am
David Jose Lugo (“Lugo”) is one of these former UBS registered representatives and SSEK Law Firm is very familiar with Lugo. [read post]
2 Mar 2017, 11:23 am
Jose Julian. [read post]
29 Sep 2015, 2:47 pm
The Securities and Exchange Commission settled charges against UBS Financial Services of Puerto Rico for failing to supervise former broker, Jose Ramirez Jr. who allegedly had customers invest in funds using money borrowed from a UBS Puerto Rico affiliated bank. [read post]
16 Oct 2009, 1:22 am
CIV.A.08-5586JAG) For more on RICO actions and workers' compensation click here. [read post]
16 Jul 2018, 2:09 pm
Ex-UBS Puerto Rico Broker Liable for Misleading Investors while Earning $2.8 Million in Commissions According to the SEC’s Complaint, the broker, Jose G. [read post]
